Compliance Monitoring Officer – Financial Planning

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Compliance Monitoring Officer – Financial Planning           J – 521

Liverpool.

£ 22,000 – 30,000 + benefits

Compliance Monitoring Officer FTSE 250 Company

Leading prestigious Investment Management firm currently require a Compliance Monitoring Officer to provide business monitoring support to the entire firm.
You will be responsible for monitoring processes, risks, and efficiency across the business, and keeping abreast with changes in legislation.

A willingness to learn new skills and to be involved in a range of projects and duties are important, as well as a willingness to assist senior compliance staff in management and carrying forward multiple projects simultaneously.

  • An awareness of and the ability to review and interpret regulations
  • Computer literate with a good working knowledge of Microsoft Word, Excel and Access
  • Capable of demonstrating initiative whilst working to fulfil a complex workload and proven ability to meet strict deadlines.
  • Proven accuracy and numeracy skills with experience in report writing
  • Ability to interact at senior levels within the company
  • Hard working with a professional, mature and flexible approach

9-5pm.

25 Days holiday. 10% pension and other benefits.

To apply for this position please contact us for a discussion or email your CV to Diana Sproston here.

View more opportunities in Financial Planning.


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